UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-6F

 

 

NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55

THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940

 

The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Investment Company Act of 1940, as amended (the “Act”) and in connection with such notice submits the following information:

 

Name:		Stellus Capital Investment Corporation
Address of Principal Business Office:		10000 Memorial Drive, Suite 500 Houston, TX 77024
Telephone Number:		(713) 292-5400
Name and Address of Agent		Robert T. Ladd
For Service of Process:		President and Chief Executive Officer
		Stellus Capital Investment Corporation
		10000 Memorial Drive, Suite 500 Houston, TX 77024

 

The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to sections 55 through 65 of the Act within ninety days of this filing. The company would be excluded from the definition of an investment company by section 3(c)(1) of the Act, except that it presently proposes to make a public offering of its securities as a business development company.

 

SIGNATURE

 

Pursuant to the requirements of section 6(f) of the Act, the undersigned company has caused this notice of intent to elect to be subject to sections 55 through 65 of the Act pursuant to section 54(a) of the Act to be duly executed on its behalf in the city of Houston and the State of Texas on the 28th day of September, 2012.

 

		Stellus Capital Investment Corporation
	By:	/s/ Robert T. Ladd
	Name:	Robert T. Ladd
	Title:	President and Chief Executive Officer
	Attest:	/s/ W. Todd Huskinson
	Name:	W. Todd Huskinson
	Title:	Chief Financial Officer